Request for Information on Standards For Brokerage Windows

 

The DOL has released a Request for Information regarding standards that should apply for brokerage windows under participant-directed plans.

Document Excerpt

The Request for Information contained in this Notice will assist the Department in determining whether, and to what extent, regulatory standards or other guidance concerning the use of brokerage windows by plans are necessary to protect participants’ retirement savings.

 

Link

http://www.ofr.gov/(S(xhxbuljupupo2nomhnycko4g))/OFRUpload/OFRData/2014-19832_PI.pdf

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