SEC Interpretation of Standard of Care of Investment Advisers under Investment Advisers Act

Document Excerpt

SUMMARY: The Securities and Exchange Commission (the “SEC” or the “Commission”) is publishing an interpretation of the standard of conduct for investment advisers under the
Investment Advisers Act of 1940 (the “Advisers Act” or the “Act”).

Link
https://www.sec.gov/rules/interp/2019/ia-5248.pdf

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